Unclaimed
Jeffrey Hettinger is a registered investment advisor representative with PFS Investments Inc., based in Duluth, GA. Jeffrey has been working in the financial services industry since 1996 and holds the following licenses: Series 3, 7, 63, 24 and 30. Previously, Jeffrey has been associated with Mutual Securities, Inc., Wedbush Securities Inc., Brookstreet Securities Corporation, Commonwealth Financial Network, Dean Witter Reynolds Inc., and Smith Barney, Harris Upham & Co., Incorporated. Jeffrey is registered to offer advisory services in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
03/03/2016 - Present
PFS Investments Inc. (DULUTH GA)
GA
07/20/2012 - 07/02/2015
MUTUAL SECURITIES, INC. (ALPHARETTA GA)
GA
06/28/2007 - 07/20/2012
WEDBUSH SECURITIES INC. (ALPHARETTA GA)
GA
03/12/2004 - 06/29/2007
BROOKSTREET SECURITIES CORPORATION (ALPHARETTA GA)
MA
06/09/1999 - 03/16/2004
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
11/07/1995 - 06/03/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/07/1993 - 06/23/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 11/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 10/30/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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