Unclaimed
Jeffrey David Cooper is a financial advisor at Fidelity Brokerage Services LLC. He has been in the industry since June 16, 2020. Jeffrey is registered with FINRA and the state of Kentucky. Jeffrey has passed the Series 63, Series 7TO, Series 9, Series 10, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/17/2020 - Present
Fidelity Brokerage Services LLC (CINCINNATI OH)
BC
Issued 06/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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