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Jeffrey Daniel Sternberg

Nylife Securities LLC

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About Jeffrey Daniel Sternberg

Jeffrey Daniel Sternberg is a financial advisor with over 20 years of experience in the industry. He is currently registered with Nylife Securities LLC in White Plains, New York. Jeffrey has held positions at several firms including AXA Advisors, LLC, Schonfeld Securities, LLC, Lew Lieberbaum & Co., Inc., Americorp Securities, Inc., J.B. Oxford & Company and Investors Associates, Inc. Jeffrey is licensed to conduct business in New York.

Firm Information

Jeffrey Sternberg is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Sternberg’s Registration & Firm History

NY

10/28/2005 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

09/15/2004 - 10/17/2005

AXA ADVISORS, LLC (NEW YORK NY)

NY

04/03/2001 - 03/22/2004

SCHONFELD SECURITIES, LLC (JERICHO NY)

NY

01/22/1997 - 06/26/1997

LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)

NY

05/17/1996 - 09/04/1996

AMERICORP SECURITIES, INC. (NEW YORK NY)

CA

01/25/1996 - 04/12/1996

J.B. OXFORD & COMPANY (SHERMAN OAKS CA)

NJ

08/05/1994 - 12/22/1995

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

IA

Issued 01/13/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey Daniel Sternberg. Review regulatory record here.
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