Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Daniel Sprengel is a financial advisor with over 20 years of experience in the industry. Jeffrey is currently registered with Robert W. Baird & Co. Inc. and is located in the DENVER, CO branch office. Before joining Robert W. Baird & Co. Inc., Jeffrey worked at GLEACHER & COMPANY SECURITIES, INC., BNY CAPITAL MARKETS INC., and MENDHAM CAPITAL GROUP, INC. Jeffrey is licensed to provide financial advice in 17 states. Jeffrey's areas of specialization include investments, securities, retirement planning, mutual funds, and insurance. Jeffrey is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
02/19/2013 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
NJ
03/03/2008 - 03/20/2013
GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)
NY
03/03/1998 - 03/04/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NJ
07/28/1997 - 03/03/1998
MENDHAM CAPITAL GROUP, INC. (ROSELAND NJ)
BC
Issued 12/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Sprengel is the right advisor for you? Invested Better is here to help.
