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Jeffrey Daniel Mosco

T. Rowe Price Investment Services, Inc.

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About Jeffrey Daniel Mosco

Jeffrey Daniel Mosco is a financial advisor registered with T. Rowe Price Investment Services, Inc. Jeffrey has been in the securities industry since October 6, 1999. He is licensed to sell securities in 53 states. Jeffrey also holds Series 7, Series 6, and SIE licenses. Jeffrey's previous experience includes roles with TRANSAMERICA INVESTORS SECURITIES CORPORATION, MML DISTRIBUTORS, LLC, HARTFORD SECURITIES DISTRIBUTION COMPANY, INC., HARTFORD EQUITY SALES COMPANY INC., and ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC.

Firm Information

Jeffrey Mosco is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Mosco’s Registration & Firm History

MD

03/13/2017 - Present

T. Rowe Price Investment Services, Inc. (Owings Mills MD)

NY

03/04/2013 - 12/19/2016

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

MA

01/02/2013 - 02/13/2013

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

CT

01/01/2009 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

CT

03/26/2004 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

TN

06/08/1999 - 03/05/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 02/23/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/07/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Daniel Mosco.
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