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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Head is an active Registered Representative and Investment Advisor Representative at UBS Financial Services Inc., licensed in Alaska and Texas. Jeffrey has been in the financial industry since 1983. He has experience with a variety of products and services, including securities, futures, options, and financial planning. His previous employers include MORGAN STANLEY DW INC. and PAINEWEBBER INCORPORATED. Jeffrey specializes in providing financial services to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AK
10/19/2009 - Present
UBS Financial Services Inc. (ANCHORAGE AK)
NY
07/06/1984 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
09/23/1983 - 07/06/1984
PAINEWEBBER INCORPORATED
NA
12/11/1981 - 03/02/1982
CAPITAL STRUCTURING GROUP, INC.
IA
Issued 10/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/09/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 07/06/1985
Series 5 - Interest Rate Options Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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