Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Dana Grau is an active investment advisor representative with Planmember Securities Corp. Jeffrey has been working in the financial industry since September 12, 1998. Jeffrey has worked for several firms, including TD Ameritrade, Inc., VALIC Financial Advisors, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., AMERICAN CENTURY BROKERAGE, INC., GRIFFIN FINANCIAL SERVICES, and WELLS FARGO SECURITIES INC. Jeffrey currently has a registration with Planmember Securities Corp. in California. Jeffrey has also passed a number of industry exams, including Series 6, Series 7, Series 9, Series 10, Series 24, Series 63 and Series 66. Jeffrey also works for Employee Benefits Services Group as an insurance agent. Jeffrey is also a referee for MAC Polo.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/17/2011 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
01/10/2011 - 10/14/2011
TD AMERITRADE, INC. (CUPERTINO CA)
CA
07/21/2008 - 10/13/2009
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
CA
01/27/2004 - 06/25/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (GILROY CA)
NY
01/18/2000 - 12/31/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
01/16/1998 - 08/31/1999
AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)
NA
12/20/1996 - 12/18/1997
GRIFFIN FINANCIAL SERVICES
CA
09/27/1994 - 12/06/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BOTH
Issued 10/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Grau is the right advisor for you? Invested Better is here to help.
