Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey D. Pond is a financial advisor with DWS Distributors, Inc. Jeffrey began his career in the financial services industry in 2004. Jeffrey has a Series 3, Series 7 and a Series 63 licenses. He has a wide range of experience and is licensed in 53 states and jurisdictions. Jeffrey's current registration with the Securities and Exchange Commission began on 5/31/2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
05/31/2011 - Present
DWS Distributors, Inc. (BOSTON MA)
MA
06/11/2004 - 05/31/2011
DEAM INVESTOR SERVICES, INC. (BOSTON MA)
BC
Issued 07/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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