Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey D. Moskowitz is a Financial Advisor registered with Mizuho Securities USA LLC and has been in the securities industry since February 14, 2003. Jeffrey D. Moskowitz is registered in 52 states and is licensed to sell securities in all states except Iowa. Jeffrey D. Moskowitz holds the following securities licenses: Series 7, Series 24, Series 55, Series 57TO and Series 63. Jeffrey D. Moskowitz's current employer, Mizuho Securities USA LLC, is registered with FINRA and has its main office in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/10/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/08/2008 - 01/07/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/29/1995 - 12/21/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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