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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey D. Lichtstein is an investment advisor representative with UBS Financial Services Inc.. Jeffrey D. Lichtstein's office is located in WEEHAWKEN, NJ. Jeffrey D. Lichtstein's career in the financial services industry started in December 1998. Jeffrey D. Lichtstein has passed the following exams: Uniform Securities Agent State Law Examination (Series 63), Uniform Investment Adviser Law Examination (Series 65), General Securities Representative Examination (Series 7), and Securities Industry Essentials Examination (SIE). Jeffrey D. Lichtstein is registered with the state of New Jersey. Jeffrey D. Lichtstein is also registered with FINRA and has 9 approved SRO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/23/2002 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
12/07/1998 - 01/31/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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