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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Fontes is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 25 years of experience in the financial services industry. Jeffrey has been with Merrill Lynch since 2009 and has a wide range of experience in providing financial advice to individual and corporate clients. Prior to joining Merrill Lynch, Jeffrey worked at various firms including BANC OF AMERICA INVESTMENT SERVICES, INC., IFMG SECURITIES, INC., and INVEST FINANCIAL CORPORATION. Jeffrey is licensed to conduct business in multiple states including Rhode Island, Texas, California, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
10/10/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
RI
12/03/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PROVIDENCE RI)
NY
10/22/2004 - 12/10/2004
IFMG SECURITIES, INC. (PURCHASE NY)
WI
11/22/2002 - 10/26/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
07/26/1995 - 12/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
10/11/1993 - 12/01/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 9/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/8/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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