Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Diamond is a financial advisor with over 20 years of experience in the industry. Currently, Jeffrey is registered with Foreside Funds Distributors LLC in Boca Raton, Florida. Previously, Jeffrey was registered with DWS Distributors, Inc. in New York, New York. Jeffrey holds Series 3, 63, 66, and 7 licenses, as well as the SIE exam. Jeffrey is registered in 53 states and has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/14/2019 - Present
Foreside Funds Distributors LLC (BOCA RATON FL)
NY
09/13/2010 - 05/20/2019
DWS DISTRIBUTORS, INC. (NEW YORK NY)
NY
04/02/2002 - 05/18/2010
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
09/10/1997 - 01/22/1998
DUKE & CO., INC. (NEW YORK NY)
BOTH
Issued 09/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2009
Series 3 - National Commodity Futures Examination
BC
Issued 04/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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