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Jeffrey Cowan Baughman

Empower Financial Services, Inc.

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About Jeffrey Cowan Baughman

Jeffrey Cowan Baughman is a financial advisor who has been in the industry since May 2009. Jeffrey Cowan Baughman is currently registered with Empower Financial Services, Inc. Jeffrey Cowan Baughman has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Jeffrey Cowan Baughman works out of the Greenwood Village, Colorado office.

Firm Information

Jeffrey Baughman is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Baughman’s Registration & Firm History

CO

05/19/2009 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Cowan Baughman.
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