Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey King is a financial advisor currently registered with Scotia Capital (usa) Inc. King has been in the industry since October 3, 1995. Prior to joining Scotia Capital (usa) Inc. King was employed by DEUTSCHE BANC ALEX. BROWN INC., BANC OF AMERICA INVESTMENT SERVICES, INC., STEPHENS INC. and NATIONSBANC INVESTMENTS, INC. King is currently licensed in 52 states and has both Series 63 and 65 licenses. King has also passed the Series 6, 7, 79 and SIE exams. King is a valuable asset to Scotia Capital (usa) Inc. with extensive experience in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/20/2002 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/08/2001 - 03/21/2002
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MA
09/08/1999 - 11/08/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
AR
03/03/1998 - 11/13/1998
STEPHENS INC. (LITTLE ROCK AR)
MA
01/02/1996 - 03/30/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
AR
05/13/1994 - 01/01/1996
STEPHENS INC. (LITTLE ROCK AR)
IA
Issued 08/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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