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Jeffrey Conor Taniguchi

Cantor Fitzgerald & Co.

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About Jeffrey Conor Taniguchi

Jeffrey Conor Taniguchi is a financial professional with over 20 years of experience in the industry. Jeffrey is currently registered with Cantor Fitzgerald & Co. and has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Securities LLC. Jeffrey has a wide range of experience in the securities industry, including experience with municipal securities.

Firm Information

Jeffrey Taniguchi is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Taniguchi’s Registration & Firm History

CA

07/16/2018 - Present

Cantor Fitzgerald & Co. (SANTA MONICA CA)

CA

11/01/2010 - 07/12/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)

CA

06/18/2009 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)

NY

10/08/2003 - 02/26/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/31/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2003

Series 7 - General Securities Representative Examination

BC

Issued 09/25/2003

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jeffrey Conor Taniguchi.
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