Unclaimed
Jeffrey Connor Gallo is a financial professional with over 20 years of experience in the securities industry. Jeffrey is currently registered with Btig, LLC in New York, New York. Previously, Jeffrey was registered with Citigroup Global Markets Inc. and Morgan Stanley & Co., Incorporated. Jeffrey holds FINRA Series 3, 7, and 63 licenses, as well as the Securities Industry Essentials Examination. Jeffrey is registered in California, Connecticut, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2009 - Present
Btig, LLC (New York NY)
NY
07/18/2001 - 04/08/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/21/1997 - 04/17/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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