Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Ciarcia is a financial professional with over 17 years of experience in the industry. Jeffrey has a strong background in investment banking and securities trading. Jeffrey is currently registered with Umergence LLC and has a Series 7, 24, 27, 55, 79 and SIE license. Jeffrey is also licensed in 15 states including, Connecticut, Florida, and New York. Jeffrey has a proven track record of success in helping clients achieve their financial goals. Prior to joining Umergence LLC, Jeffrey was employed by First New York Securities L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/19/2017 - Present
Umergence LLC (Plantsville CT)
FL
05/02/2006 - 06/10/2013
FIRST NEW YORK SECURITIES L.L.C. (BOCA RATON FL)
BC
Issued 08/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/07/2006
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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