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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Chow is a financial advisor currently registered with Wells Fargo Clearing Services, LLC in San Francisco. Jeffrey has been in the financial industry since 2005 and holds Series 7, Series 31 and SIE licenses as well as the Series 66. Jeffrey holds the Certified Financial Planner designation and has been previously registered with Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Jeffrey is a registered representative and investment advisor in California. Jeffrey specializes in providing financial advice to individuals, businesses, and institutions, and has experience working with clients of all types, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/05/2023 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
06/01/2009 - 06/06/2023
MORGAN STANLEY (Cupertino CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OAKLAND CA)
CA
01/17/2005 - 04/02/2007
MORGAN STANLEY DW INC. (OAKLAND CA)
BOTH
Issued 01/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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