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Jeffrey Charles Sernatinger

Marex Capital Markets Inc.

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About Jeffrey Charles Sernatinger

Jeffrey Charles Sernatinger is a financial advisor with Marex Capital Markets Inc. Jeffrey has been in the securities industry since March 10, 1981. Jeffrey has been registered with FINRA since August 19, 2015. Jeffrey is currently registered in Illinois. Jeffrey holds the following FINRA registrations: Series 7, Series 63, and SIE. Previously, Jeffrey was registered with ABN AMRO CLEARING CHICAGO LLC, MAN FINANCIAL INC, E.D. & F. MAN INVESTMENT PRODUCTS INC., SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, and DREXEL BURNHAM LAMBERT INCORPORATED.

Firm Information

Jeffrey Sernatinger is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Sernatinger’s Registration & Firm History

IL

08/19/2015 - Present

Marex Capital Markets Inc. (Chicago IL)

IL

09/26/2002 - 05/09/2013

ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)

NY

03/04/1996 - 09/20/2002

MAN FINANCIAL INC (NEW YORK NY)

NY

11/18/1992 - 03/05/1996

E.D. & F. MAN INVESTMENT PRODUCTS INC. (NEW YORK NY)

NY

02/20/1990 - 09/16/1992

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NA

09/25/1978 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 05/30/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jeffrey Charles Sernatinger. Review regulatory record here.
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