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Jeffrey Charles Ricketts

Nylife Securities LLC

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About Jeffrey Charles Ricketts

Jeffrey Charles Ricketts is a financial advisor with Nylife Securities LLC. Jeffrey has been in the industry since 1983 and is registered in California and Washington. Jeffrey has a Series 6, Series 22 and Series 63 license and holds the SIE designation. Jeffrey's office is located in Anaheim, California.

Firm Information

Jeffrey Ricketts is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Ricketts’s Registration & Firm History

CA

03/20/2009 - Present

Nylife Securities LLC (Anaheim CA)

CA

10/04/1983 - 03/02/2009

NYLIFE SECURITIES LLC (BREA CA)

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Licenses & Designations

BC

Issued 06/16/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/03/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jeffrey Charles Ricketts. Review regulatory record here.
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