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Jeffrey Charles Ratti

Charles Schwab & CO., Inc.

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About Jeffrey Charles Ratti

Jeffrey Ratti is a financial advisor with Charles Schwab & CO., Inc. in Bellevue, WA. Jeffrey has been in the industry since 2010, and has experience working with TD Ameritrade, Inc., Calton & Associates, Inc., Wells Fargo Advisors, LLC, J.P. Morgan Securities LLC and Chase Investment Services Corp. Jeffrey is licensed in numerous states and holds the Series 66, SIE and Series 7 licenses. Jeffrey specializes in providing financial planning, portfolio management, and wrap fee program services.

Firm Information

Jeffrey Ratti is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Jeffrey Ratti’s Registration & Firm History

WA

05/01/2020 - Present

Charles Schwab & CO., Inc. (Bellevue WA)

WA

04/09/2018 - 04/14/2020

TD AMERITRADE, INC. (REDMOND WA)

WA

10/24/2014 - 11/02/2016

CALTON & ASSOCIATES, INC. (Seattle WA)

WA

09/27/2013 - 10/06/2014

WELLS FARGO ADVISORS, LLC (SEATTLE WA)

WA

10/01/2012 - 10/01/2013

J.P. MORGAN SECURITIES LLC (KENMORE WA)

WA

05/10/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (LAKE FOREST PARK WA)

WA

02/02/2009 - 04/30/2010

WELLS FARGO ADVISORS, LLC (BELLEVUE WA)

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Licenses & Designations

BOTH

Issued 02/02/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Jeffrey Charles Ratti. Review regulatory record here.
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