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Jeffrey Charles Caliva

Lucid Capital Markets, LLC

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About Jeffrey Charles Caliva

Jeffrey Caliva is a financial advisor with Lucid Capital Markets, LLC. Jeffrey has been in the financial industry since 2010 and holds the Series 7, Series 66, SIE and Series 79TO licenses. Jeffrey is currently registered in Arizona, California, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas and Virginia. Jeffrey's previous experience includes working at Ladenburg Thalmann & Co. Inc. in Houston, Texas.

Firm Information

Jeffrey Caliva is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Caliva’s Registration & Firm History

NY

05/06/2024 - Present

Lucid Capital Markets, LLC (New York NY)

TX

07/20/2010 - 05/02/2024

LADENBURG THALMANN & CO. INC. (Houston TX)

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Licenses & Designations

BOTH

Issued 09/02/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/26/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jeffrey Charles Caliva.
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