Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Caleb Etter is an active investment advisor representative who has been in the industry since 1997. Jeffrey is currently registered with Wells Fargo Clearing Services, LLC and has been registered with the firm since 2008. Prior to that, Jeffrey was registered with A. G. Edwards & Sons, Inc., Edward Jones and Raymond James Financial Services, Inc. Jeffrey has a wide range of experience in the financial services industry, including working as a general securities representative and a compliance officer. Jeffrey has also served as an arbitrator for FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/01/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
04/19/2001 - 02/22/2005
EDWARD JONES (ST. LOUIS MO)
FL
11/03/1999 - 04/06/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
11/11/1997 - 11/01/1999
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/11/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2006
Series 14 - Compliance Officer Examination
BC
Issued 06/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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