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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Simon is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Jeffrey has been in the financial services industry for over 28 years. He holds Series 7, 9, 10, 31, 63 and 65 licenses, and is a Certified Financial Planner. Jeffrey is registered to provide investment advice in 24 states including Texas, Illinois, Ohio, Florida, and California. Jeffrey has previously worked at firms such as RBC Capital Markets, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
11/14/2022 - Present
Wells Fargo Advisors Financial Network, LLC (ARLINGTON HEIGHTS IL)
IL
10/19/2012 - 11/14/2022
WELLS FARGO CLEARING SERVICES, LLC (ARLINGTON HEIGHTS IL)
IL
07/06/2006 - 10/26/2012
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
NY
05/29/2001 - 07/17/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
03/26/1998 - 05/31/2001
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
AZ
01/27/1998 - 03/26/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
05/16/1994 - 02/17/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/16/1994 - 02/17/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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