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Jeffrey C Knowles

Mufg Securities Americas Inc.

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About Jeffrey C Knowles

Jeffrey C Knowles is a Financial Advisor with over 28 years of experience in the financial industry. Jeffrey is currently registered with Mufg Securities Americas Inc. and has held prior positions at BTMU Securities, Inc., Natixis Securities Americas LLC, Natixis Securities North America Inc., Citigroup Global Markets Inc. and Citicorp Securities, Inc.. Jeffrey is licensed to provide investment advice in all 50 states and the District of Columbia. Jeffrey's focus is on investment banking and securities.

Firm Information

Jeffrey Knowles is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Knowles’s Registration & Firm History

NY

03/14/2016 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

12/12/2012 - 03/14/2016

BTMU SECURITIES, INC. (NEW YORK NY)

NY

04/15/2011 - 11/14/2012

NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)

NY

07/09/2008 - 10/03/2011

NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)

NY

10/08/1998 - 06/27/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/18/1994 - 10/08/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/29/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey C Knowles.
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