Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Bruce Smith is a financial advisor with LPL Financial LLC. Jeffrey has been a registered representative since February 12, 1993. Jeffrey is also an Investment Advisor Representative and is licensed to provide advice in both New Jersey and Washington. Jeffrey has a broad background in the financial services industry, having previously been associated with a number of other firms including INVEST FINANCIAL CORPORATION, AFFINITY INVESTMENT SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., CITIGROUP GLOBAL MARKETS INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jeffrey provides financial planning and investment advice to individuals, businesses, corporations, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/14/2018 - Present
LPL Financial LLC (BASKING RIDGE NJ)
NJ
01/16/2013 - 02/14/2018
INVEST FINANCIAL CORPORATION (BASKING RIDGE NJ)
NJ
06/10/2009 - 01/30/2013
AFFINITY INVESTMENT SERVICES, LLC (LIBERTY CORNER NJ)
NJ
08/01/2003 - 06/11/2009
ROYAL ALLIANCE ASSOCIATES, INC. (WEST ORANGE NJ)
NY
01/20/1997 - 08/08/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/12/1993 - 01/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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