Unclaimed
Jeffrey Brian Seaman is a financial advisor with over 20 years of experience in the industry. Jeffrey has held positions at several prominent firms, including Principal Funds Distributor, Inc., Managers Distributors, Inc. and Rydex Distributors, Inc. Jeffrey is currently registered with J.P. Morgan Institutional Investments Inc. in New York, NY and holds Series 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
10/20/2009 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IA
03/10/2009 - 10/05/2009
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
CT
09/13/2007 - 11/19/2008
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
NC
04/17/2003 - 08/28/2007
RYDEX DISTRIBUTORS, INC. (CHARLOTTE NC)
BOTH
Issued 06/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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