Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Brian Gaynor is a financial professional with over 19 years of experience in the securities industry. Jeffrey has been registered with Tncp, LLC since 2009. Jeffrey holds the Series 7, 24, 63, 79TO, 99TO, and 14 licenses and has been a registered representative in Connecticut since 2009. Jeffrey also holds the SIE designation. Prior to joining Tncp, LLC, Jeffrey worked at Knox Securities Corp., where he was a registered representative from 2004 to 2009.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/01/2009 - Present
Tncp, LLC (Stamford CT)
CT
01/02/2004 - 04/13/2009
KNOX SECURITIES CORP. (WESTPORT CT)
BC
Issued 10/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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