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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Brent Gaskin is a financial advisor with over 40 years of experience in the industry. Jeffrey is currently registered with Morgan Stanley. Prior to his current position, Jeffrey was registered with UBS Financial Services Inc., Raymond James & Associates, Inc., Legg Mason Wood Walker, Incorporated, The Pinnacle Group, Inc., E. F. Hutton & Company Inc., and Paine, Webber, Jackson & Curtis Inc. Jeffrey holds multiple licenses including Series 3, 4, 5, 7, 9, 10, 12, 24, 27, 53, 63 and 65. Jeffrey is registered in 44 states for securities and 2 states for investment advising. Jeffrey is a Vice Chairperson for the Finance / Investment Committee of Monarch LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
05/19/2010 - Present
Morgan Stanley (Charlotte NC)
NC
07/13/2007 - 06/07/2010
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
09/12/2006 - 07/06/2007
RAYMOND JAMES & ASSOCIATES, INC. (CHARLOTTE NC)
NJ
09/27/1991 - 09/26/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MD
08/24/1988 - 09/30/1991
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
02/19/1986 - 09/08/1988
THE PINNACLE GROUP, INC.
NA
07/15/1983 - 03/04/1986
E. F. HUTTON & COMPANY INC
NA
12/22/1980 - 07/14/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
IA
Issued 07/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/21/1985
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/05/1985
Series 24 - General Securities Principal Examination
BC
Issued 05/07/1984
Series 4 - Registered Options Principal Examination
BC
Issued 12/20/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1999
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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