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Jeffrey Bega

Wellfleet Investments LLC

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About Jeffrey Bega

Jeffrey Bega is a financial professional with over 30 years of experience in the industry. Jeffrey is currently registered with Wellfleet Investments LLC in Floral Park, NY. Jeffrey holds the Series 7, Series 24, Series 27, Series 63, Series 99TO and SIE licenses.

Firm Information

Jeffrey Bega is currently registered with Wellfleet Investments LLC. Wellfleet Investments LLC is a Limited Liability Company formed on February 17, 1998. The firm is registered in Florida, Georgia, New Jersey, New York, and Pennsylvania. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Bega’s Registration & Firm History

NY

06/13/2017 - Present

Wellfleet Investments LLC (Floral Park NY)

NY

06/07/2016 - 06/02/2017

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

NE

06/02/2015 - 06/10/2016

COR CLEARING LLC (OMAHA NE)

NY

10/04/2012 - 03/07/2014

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

TX

06/18/2012 - 07/31/2012

APEX CLEARING CORPORATION (DALLAS TX)

TX

07/02/2010 - 07/31/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NY

03/14/2005 - 07/01/2010

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (NEW YORK NY)

NJ

07/11/2000 - 03/10/2005

PERSHING LLC (JERSEY CITY NJ)

NY

01/07/2000 - 05/24/2000

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

NY

09/19/1990 - 05/19/2000

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NA

12/02/1988 - 09/30/1991

MARINE MIDLAND CAPITAL MARKETS CORP.

NA

01/04/1988 - 12/03/1988

JONATHAN ALAN & CO., INC.

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Licenses & Designations

BC

Issued 08/26/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/16/1992

Series 24 - General Securities Principal Examination

BC

Issued 12/31/1987

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Bega.
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