Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Bart Cohen is a financial advisor with over 25 years of experience in the financial services industry. Jeffrey Cohen is currently registered with Wells Fargo Clearing Services, LLC, in Connecticut and Florida. Previously, Jeffrey Bart Cohen was registered with SWM Securities, INC., in New York and Sloate, Weisman, Murray & Company, INC. Jeffrey Cohen has passed the Series 63, Series 65, Series 10, Series 9, SIE, and Series 7 exams. Jeffrey Cohen provides a range of financial services, including financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
02/17/2022 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
NY
04/17/1996 - 03/10/2000
SWM SECURITIES, INC. (NEW YORK NY)
NY
11/29/1995 - 01/24/1996
SLOATE, WEISMAN, MURRAY & COMPANY, INC. (NEW YORK NY)
BC
Issued 01/11/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jeffrey Cohen is the right advisor for you? Invested Better is here to help.
