Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Banks is a financial professional with over 20 years of experience in the industry. Jeffrey is currently registered with Cantor Fitzgerald & Co. and holds a Series 7, Series 63, Series 52 and SIE licenses. Jeffrey has previously held positions at several firms including D.A. Davidson & Co., Inland Securities Corporation, Countrywide Securities Corporation, FTN Financial Securities Corp and ING Funds Distributor, LLC. Jeffrey is also a registered representative in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
02/07/2022 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
CO
08/27/2013 - 12/10/2013
CANTOR FITZGERALD & CO. (DENVER CO)
CO
08/24/2009 - 08/13/2013
D.A. DAVIDSON & CO. (DENVER CO)
IL
02/26/2008 - 07/31/2009
INLAND SECURITIES CORPORATION (OAK BROOK IL)
TX
12/19/2006 - 02/08/2008
COUNTRYWIDE SECURITIES CORPORATION (PLANO TX)
AZ
08/25/2003 - 12/18/2006
FTN FINANCIAL SECURITIES CORP (SCOTTSDALE AZ)
CT
09/27/2001 - 07/25/2003
ING FUNDS DISTRIBUTOR, LLC (WINDSOR CT)
CA
05/09/2001 - 10/05/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
CA
04/19/1995 - 04/27/2001
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MI
01/03/1995 - 04/17/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 02/18/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2021
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1994
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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