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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey B. Locke is an investment advisor representative with Citigroup Global Markets Inc. Jeffrey has been in the securities industry since May 21, 2012 and has been registered with Citigroup Global Markets Inc. since March 29, 2021. Jeffrey is registered in 53 states and the District of Columbia, and holds the Series 63, 65, 66, and 7 licenses, as well as the SIE exam. Jeffrey has a wide range of experience in the financial industry, having worked with both WFS, LLC and Citigroup Global Markets Inc. in the past. Jeffrey is also a member of the Advisory Board of several private equity funds. Jeffrey is dedicated to providing his clients with the highest quality of service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/29/2021 - Present
Citigroup Global Markets Inc. (BOSTON MA)
MA
01/01/2005 - 03/06/2006
WFS, LLC (BOSTON MA)
IA
Issued 5/7/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 1/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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