Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Arthur Spencer has been in the securities industry since May 30, 1994. Currently, Jeffrey Arthur Spencer is registered with Fidelity Brokerage Services LLC. Jeffrey Arthur Spencer has experience with National Financial Services LLC. Jeffrey Arthur Spencer is licensed in Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/18/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
08/20/2007 - 12/11/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
01/15/1994 - 06/12/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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