Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Anthony Roy is a financial advisor with over 30 years of experience. Jeffrey Roy is currently registered with Cetera Investment Advisers LLC, a firm that provides investment advisory services to a wide range of clients, including individuals, corporations, and charitable organizations. Jeffrey Roy has been with Cetera Investment Advisers LLC since August 2022. Previously, Jeffrey Roy worked for Hancock Whitney Investment Services Inc., Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Financial West Group, ING Financial Partners, Inc., Jefferson Pilot Securities Corporation, American Express Financial Advisors Inc., AXA Distributors, LLC, 1717 Capital Management Company, and Fortis Investors, Inc. Jeffrey Roy's specialties include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
08/10/2022 - Present
Cetera Investment Advisers LLC (BATON ROUGE LA)
LA
08/05/2019 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (LAFAYETTE LA)
LA
02/13/2013 - 08/06/2019
RAYMOND JAMES & ASSOCIATES, INC. (LAFAYETTE LA)
LA
04/21/2008 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (LAFAYETTE LA)
NV
03/29/2007 - 04/18/2008
FINANCIAL WEST GROUP (RENO NV)
LA
01/20/2005 - 12/01/2006
ING FINANCIAL PARTNERS, INC. (BATON ROUGE LA)
IN
04/06/2004 - 12/31/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MN
02/24/2003 - 03/08/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NC
02/08/2002 - 02/07/2003
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
DE
07/29/1996 - 02/14/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
04/20/1989 - 08/14/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 05/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Roy is the right advisor for you? Invested Better is here to help.
