Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Andrew Sperling is a financial advisor who has been in the industry since December 8, 1994. Currently, Jeffrey is registered with Raymond James & Associates, Inc. and has been with the firm since September 6, 2016. Jeffrey has held previous positions with Deutsche Bank Securities Inc., UBS International Inc., UBS Warburg LLC, Barclays Capital Inc. and T. Rowe Price Investment Services, Inc. Jeffrey has been registered with the state of Florida since September 6, 2016 and is currently registered in 52 other states. Jeffrey is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/06/2016 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
08/11/2005 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/26/2001 - 08/02/2005
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
11/03/2000 - 10/08/2001
UBS WARBURG LLC (NEW YORK NY)
NY
02/11/1997 - 06/28/1999
BARCLAYS CAPITAL INC. (NEW YORK NY)
MD
05/28/1993 - 12/13/1996
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BC
Issued 11/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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