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Jeffrey Andrew Nelson

Janus Henderson Distributors US LLC

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About Jeffrey Andrew Nelson

Jeffrey Andrew Nelson is a financial advisor with Janus Henderson Distributors US LLC. Jeffrey has been in the financial industry since 1997 and is registered in 14 states. Jeffrey holds the Series 3, 6, 7 and SIE licenses. Jeffrey was previously registered with Foreside Fund Services, LLC, TCW Funds Distributors, UST Securities Corp., Cigna Financial Services, Inc. and Scudder Investor Services, Inc.

Firm Information

Jeffrey Nelson is currently registered with Janus Henderson Distributors US LLC. Janus Henderson Distributors US LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

332

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeffrey Nelson’s Registration & Firm History

CO

03/18/2015 - Present

Janus Henderson Distributors US LLC (DENVER CO)

ME

05/30/2014 - 03/04/2015

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NY

02/20/2008 - 01/18/2013

TCW FUNDS DISTRIBUTORS (NEW YORK NY)

NY

05/17/2004 - 10/19/2007

UST SECURITIES CORP. (NEW YORK NY)

CT

07/24/2000 - 12/19/2003

CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)

NY

10/07/1998 - 05/19/2000

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

RI

04/06/1993 - 07/17/1996

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 09/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2016

Series 3 - National Commodity Futures Examination

BC

Issued 01/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeffrey Andrew Nelson.
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