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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Adams is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been active in the industry since September 14, 1991. Jeffrey Adams has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since January 1994. Jeffrey Adams also worked at First Union Brokerage Services, Inc., Pruco Securities Corporation and The Prudential Insurance Company of America. Jeffrey Adams holds licenses for Series 3, 6, 7, 9, 10, 31, 63, and 65 exams. Jeffrey Adams is registered in the state of Connecticut, Georgia, Maryland, South Carolina, and Texas. Jeffrey Adams is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH BETHESDA MD)
NC
04/23/1992 - 01/03/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
07/15/1991 - 07/13/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/15/1991 - 07/13/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 03/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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