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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Allan Souza is a financial advisor who has been in the industry since 2000. Jeffrey has been a registered representative with RBC Capital Markets, LLC since 2021. Prior to that, Jeffrey was a registered representative with Raymond James Financial Services, Inc. for 13 years. Jeffrey has a Series 63, Series 65, Series 7, Series 9, Series 10 and Series 31 license. Jeffrey specializes in portfolio management for individuals, businesses, pooled investment vehicles and public and private employee benefit plans. Jeffrey also provides financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ID
09/03/2021 - Present
RBC Capital Markets, LLC (EAGLE ID)
ID
03/20/2008 - 09/10/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARDEN CITY ID)
ID
05/08/2000 - 03/26/2008
EDWARD JONES (BOISE ID)
IA
Issued 09/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 05/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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