Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Allan Sgroi is a financial advisor with Raymond James Financial Services Advisors, Inc. Jeffrey has been in the financial industry since 1999. Jeffrey has licenses in several states and is a Certified Financial Planner. Jeffrey specializes in helping clients with financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
08/22/2017 - Present
Raymond James Financial Services Advisors, Inc. (ASPEN CO)
IA
Issued 05/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jeffrey Sgroi is the right advisor for you? Invested Better is here to help.
