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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alexander Legge is an investment advisor representative with over 40 years of experience in the financial services industry. Currently, Jeffrey Legge is registered with Piper Sandler & Co., having joined the firm in May 2002. Prior to that, Jeffrey Legge was with U.S. BANCORP INVESTMENTS, INC. from September 1997 to April 2003. Jeffrey Legge holds licenses for Series 63, SIE, and Series 7. Jeffrey Legge is registered in 23 states including Oregon, Washington, California, Arizona, Idaho, Alaska, Minnesota, Nevada, Colorado, Montana, New Mexico, Texas, Wisconsin, Michigan, Georgia, Louisiana, Hawaii, Illinois, Kansas, Nebraska, North Carolina, New York, and Delaware.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
05/06/2002 - Present
Piper Sandler & Co. (PORTLAND OR)
MN
09/03/1997 - 04/15/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
09/12/1990 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NY
11/17/1987 - 10/18/1989
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NA
07/25/1987 - 04/30/1988
SHEARSON LEHMAN GOVERNMENT SECURITIES, INC.
NA
10/10/1983 - 11/16/1987
SHEARSON LEHMAN BROTHERS INC.
NA
09/29/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
10/22/1980 - 08/31/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 01/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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