Unclaimed
Jeffrey Alexander Bauch is a financial advisor based in Chicago, Illinois. Jeffrey Bauch has been working in the financial industry since March 8, 2000. Jeffrey Bauch is currently registered with Interactive Brokers Corp. and Interactive Brokers LLC. Jeffrey Bauch has been registered with Interactive Brokers Corp. since October 29, 2013, and with Interactive Brokers LLC since March 9, 2000. Prior to that, Jeffrey Bauch worked at Timber Hill LLC from July 14, 2004 to February 27, 2019. Jeffrey Bauch has a wide range of experience in the financial industry, holding licenses in several states, including Illinois, North Carolina, and Ohio. Jeffrey Bauch has a variety of licenses and certifications, including Series 3, 4, 7, 9, 10, 24, 55, 57TO and SIE. Jeffrey Bauch is dedicated to providing quality financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/29/2013 - Present
Interactive Brokers Corp. (CHICAGO IL)
CT
07/14/2004 - 02/27/2019
TIMBER HILL LLC (GREENWICH CT)
BC
Issued 08/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/31/2000
Series 3 - National Commodity Futures Examination
BC
Issued 03/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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