Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Albert Gimby is a financial professional with over 20 years of experience in the securities industry. Jeffrey has been registered with Capital ONE Securities, Inc. since 2017. Prior to joining Capital ONE Securities, Inc., Jeffrey was employed by GE CAPITAL MARKETS, INC. from 2004 to 2015 and J.P. MORGAN SECURITIES INC. from 1997 to 2002. Jeffrey is a Series 7, 63, SIE, and 79TO licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/09/2017 - Present
Capital ONE Securities, Inc. (Stamford CT)
CT
08/10/2004 - 12/02/2015
GE CAPITAL MARKETS, INC. (NORWALK CT)
NY
10/30/1997 - 10/25/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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