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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Umbaugh is an investment advisor representative with Regal Investment Advisors LLC and has been in the industry since January 16, 2001. Jeffrey Umbaugh is registered with the state of Indiana. Jeffrey Umbaugh has been registered with the state of Indiana since February 17, 2015. Jeffrey Umbaugh specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Third party fees
1
2
IN
02/17/2015 - Present
Regal Investment Advisors LLC (PLYMOUTH IN)
IN
01/15/2008 - 03/06/2015
PROEQUITIES, INC. (PLYMOUTH IN)
IN
01/19/2006 - 01/11/2008
USA ADVANCED PLANNERS INC. (PLYMOUTH IN)
MO
01/26/2005 - 01/18/2006
FFP SECURITIES, INC. (CHESTERFIELD MO)
MI
09/18/2002 - 02/02/2005
USA FINANCIAL SECURITIES CORPORATION (ADA MI)
NY
01/10/2001 - 09/13/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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