Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Thompson is a financial advisor with over 20 years of experience in the industry. Jeffrey is registered with Stoneridge Wealth Advisors, LLC in Malvern, PA. Jeffrey has held previous positions with CETERA ADVISORS LLC, FSC SECURITIES CORPORATION, SANDERS MORRIS HARRIS INC., and IFG NETWORK SECURITIES, INC. Jeffrey holds the Series 63, Series 65, Series 7, and Series 24 licenses and is also a Certified Financial Planner and a Chartered Financial Consultant. Jeffrey provides financial planning services to individuals and families. Jeffrey is also an insurance producer and devotes approximately one hour per month to his insurance-producer business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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PA
10/19/2006 - Present
Stoneridge Wealth Advisors, LLC (MALVERN PA)
PA
11/17/2010 - 09/27/2016
CETERA ADVISORS LLC (MALVERN PA)
PA
03/01/2006 - 11/19/2010
FSC SECURITIES CORPORATION (MALVERN PA)
TX
12/03/2001 - 02/27/2006
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
GA
10/01/1999 - 12/03/2001
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
PA
04/02/1998 - 09/28/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
GA
11/14/1997 - 02/26/1998
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
10/05/1994 - 11/17/1997
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
12/03/1991 - 09/30/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/03/1991 - 09/30/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
06/21/1991 - 11/12/1991
DERAND/PENNINGTON/BASS, INC.
IA
Issued 08/19/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2016
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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