Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Stubbert has been in the financial industry since June 1993 and is currently registered with Charles Schwab & Co., Inc. Jeffrey has worked with several firms over the years and holds multiple licenses and certifications. In addition to the Series 63 and SIE exams, Jeffrey holds the Series 7, 8, 9, 10, and 24. He is also a Certified Financial Planner. Jeffrey is registered as an investment advisor in several states, including California and Texas, and specializes in providing financial planning services and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Newport Beach CA)
CA
04/26/1995 - 11/28/1995
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
12/22/1994 - 04/10/1995
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
CA
05/20/1993 - 01/01/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
BC
Issued 05/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/31/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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