Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Raich is a Financial Advisor with Moelis & Co. LLC in Los Angeles, CA. Jeffrey has been a registered representative for 29 years and holds FINRA Series 7, 24, 63, 79TO and 99TO registrations. Jeffrey previously worked at UBS Securities LLC, Mercanti Securities LLC and Credit Suisse First Boston Corporation. Jeffrey's registration status is approved in California, Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/13/2007 - Present
Moelis & Co. LLC (LOS ANGELES CA)
CA
07/27/2007 - 12/19/2007
MERCANTI SECURITIES, LLC (LOS ANGELES CA)
CA
03/28/2001 - 06/20/2007
UBS SECURITIES LLC (LOS ANGELES CA)
NY
11/03/2000 - 03/05/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
06/28/1996 - 03/05/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
03/16/1994 - 04/09/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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