Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Pucker is a financial professional with over 20 years of experience in the industry. Jeffrey Alan Pucker currently holds a Series 7, Series 6, Series 63, and SIE registrations and is currently registered in Florida. Prior to joining Alt Fund Distributors LLC, Jeffrey Alan Pucker held positions at Guggenheim Funds Distributors, LLC, KBS Capital Markets Group LLC, Allianz Life Financial Services, LLC, Capital Brokerage Corporation, AIG Sunamerica Capital Services, Inc., AXA Distributors, LLC, USAllianz Investor Services, LLC, American Express Financial Advisors Inc., IDS Life Insurance Company, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/18/2016 - Present
ALT Fund Distributors LLC (New York NY)
IL
01/13/2015 - 08/08/2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
CA
04/18/2011 - 01/05/2015
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
MN
09/26/2008 - 04/19/2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
VA
06/02/2006 - 08/12/2008
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NJ
06/02/2005 - 04/04/2006
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
01/23/2003 - 05/10/2005
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MN
12/04/2000 - 01/22/2003
USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)
MN
02/17/2000 - 11/03/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/17/2000 - 11/03/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
01/02/2000 - 02/15/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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