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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Pine is a financial advisor associated with Fidelity Personal And Workplace Advisors. Jeffrey Pine has been in the financial services industry for over 9 years and has been registered as a broker-dealer with FINRA since June 2014. Jeffrey Pine holds several licenses, including Series 7, 9, 10, 66, and SIE, as well as state registrations. He is currently licensed to conduct securities business in 31 states, as well as conduct investment advisor business in 2 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/08/2021 - Present
Fidelity Personal AND Workplace Advisors (NAPLES FL)
CA
01/25/2018 - 06/11/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERSIDE CA)
IL
07/20/2017 - 10/10/2017
WELLS FARGO CLEARING SERVICES, LLC (ORLAND PARK IL)
IL
06/04/2014 - 07/25/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
BOTH
Issued 08/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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