Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jeffrey? Claim Your ProfileJeffrey Alan Phillips is a financial advisor with Private Advisor Group, LLC, specializing in providing comprehensive financial advice and portfolio management services to individuals, families, and businesses. With over 30 years of experience in the financial services industry, Jeffrey has a deep understanding of the markets and a proven track record of helping clients achieve their financial goals. He is committed to providing personalized advice and a high level of service to each of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
AL
01/28/2013 - Present
Private Advisor Group, LLC (FAIRHOPE AL)
AL
06/27/2008 - 12/14/2012
WELLS FARGO ADVISORS, LLC (MOBILE AL)
AL
05/17/2002 - 07/07/2008
MORGAN KEEGAN & COMPANY, INC. (FAIRHOPE AL)
NJ
12/12/1997 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/20/1994 - 12/21/1997
J.C. BRADFORD & CO. (NEW YORK NY)
NY
07/31/1993 - 04/21/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
09/24/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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